Six managers have applied to use ETFs as share class of mutual funds but regulatory approval seems a long way off
US regulator’s mandate for companies to report emissions encounters immediate challenge from 10 states
Long-awaited US regulation drops proposed ‘scope 3’ emissions reporting in face of legal threats
What’s behind the bank’s stellar profits
Concern risk-weighting for renewable-power projects would rise fourfold under Basel III endgame proposal
America’s regulators say new rules will help maintain the dominance of US Treasuries, but others fear higher costs and lower liquidity
Seven broker-dealers including Citadel Securities face a challenge from a cancer vaccine company
ADM, Chemours, Mattel and NYCB are among groups admitting that weaknesses in controls delayed financial reports
American companies are trying to head off the introduction of strict rules like those imposed in the EU
FTC lawsuit says $25bn Kroger-Albertsons deal would raise prices and harm employees
Bank’s Discover Financial takeover proposal faces an ‘aggressive sheriff’ in US antitrust regulators
Takeover set to unite two of the US’s largest credit card companies and reshape industry
The US securities watchdog is proposing major rule changes in several sectors but market participants are challenging its plans in the courts
New registration regime ‘is primarily about principal trading firms’, says chair of regulator
Regulators worry growing financial ties between traditional and non-bank groups could pose systemic risks
The hedge fund industry will have no choice but to adapt
US regulator passes rule that will force some high-speed traders and hedge funds to register as dealers
Customers switch trading collateral to independent banks including Switzerland’s Sygnum and Flow
As the Fed ponders the Basel III rules, we should aim for a regulatory structure that is simple and boring
If regulators win US banks would look expensive
Mooted changes could have a negative impact on how the US Treasuries market functions
Acting director of comptroller of the currency says lenders should explain how Basel III will affect buybacks and dividends
US central bank’s watchdog releases report on scandal that ensnared its regional presidents in Dallas and Boston
Fake announcement on social media platform X sparked cryptocurrency frenzy a day before ETF approvals
An interview with Herbert Hovenkamp
International Edition